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Senior Compliance Officer

Senior Compliance Officer

Point72LOCATIONDubai, UAE
20 منذ أيام
الوصف الوظيفي

What you ’ll do

We are looking for a proactive and solution-oriented Compliance Officer to join our EMEA team based in

Dubai. You will partner with fellow compliance professionals and work closely with Point72’s investment

professionals and others across the firm. Specifically, you will :

  • Provide proactive and reactive advice to investment professionals and back-office personnel,
  • including real-time support on trading restrictions, monitoring, and approvals
  • Review and / or draft documentation, policies, procedures, and other aspects of the compliance
  • infrastructure
  • Oversee and assist with completion of regulatory reporting for the region
  • Help to enforce the Compliance Monitoring Program
  • Track pertinent regulatory changes, assess impact on business operations, and assist with amendment of procedures and communication of changes
  • Deliver periodic compliance training to staff
  • Support adherence to the firm’s Code of Ethics policies
  • Assist with ad-hoc compliance tasks and projects, including technology enhancements

What’s required

  • A minimum of 10 years’ experience, including a buy-side equities trading environment
  • Competent in the regulatory environment across the EMEA region
  • Self-starter with strong multitasking, organizational, and communications skills (written and verbal)
  • Excellent attention to detail with a hands-on approach and a commitment to accuracy
  • Ability to work independently as well as in a team and make decisions autonomously when called upon to do so
  • Ability to collaborate and work effectively with individuals at all levels and provide time-sensitive guidance confidently and decisively
  • Strong academic background with a legal or financial related degree preferred
  • Commitment to the highest ethical standards

    • We take care of our people

    We invest in our people, their careers, their health, and their well-being. When you work here, we provide :

  • Fully paid health care benefits
  • Life and Income Protection
  • Educational Assistance Reimbursement
  • Mental Wellness Benefits
  • Back-up Child and Elderly Care
  • Business Travel Accident Insurance

    • About Point72

    Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years

    of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and

    systematic investing strategies across asset classes and geographies. We aim to attract and retain the

    industry’s brightest talent by cultivating an investor-led culture and committing to our people’s long-term

    growth. t .

    إنشاء تنبيه وظيفي لهذا البحث

    Compliance Officer • LOCATIONDubai, UAE