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Senior Compliance Manager / Compliance Officer

Senior Compliance Manager / Compliance Officer

High Street ResourcesAbu Dhabi, Abu Dhabi, AE
12 منذ أيام
نوع الوظيفة
  • Quick Apply
الوصف الوظيفي

We are hiring on behalf of our client, an innovative financial services firm regulated by the Financial Services Regulatory Authority (FSRA) of the Abu Dhabi Global Market (ADGM). The firm is committed to financial inclusion, delivering transparent and Shariah-compliant solutions.

Job Purpose

The Senior Compliance Manager / Compliance Officer will play a key role in ensuring that the firm adheres to local and international regulations, legal requirements, and industry standards. The role involves providing ongoing support on all compliance and anti-money laundering matters to meet regulatory obligations.

The ideal candidate must have prior authorisation by the Financial Services Regulatory Authority (FSRA) and possess a strong background in financial products / services compliance.

Key Responsibilities

Regulatory Compliance

  • Act as the main point of contact with ADGM regulatory bodies (FSRA) and other authorities.
  • Monitor and interpret regulatory changes, ensuring compliance with ADGM and FSRA regulations.
  • Develop, implement, and update compliance manuals, policies, and controls.
  • Conduct periodic risk assessments and provide compliance reporting to senior management and the FSRA.

Shariah Compliance

  • Liaise with the Shariah Supervisory Board (SSB) to ensure adherence to Shariah law.
  • Review and approve policies, manuals, and agreements from a Shariah perspective.
  • Provide compliance opinions and certification of Shariah-compliant structures.

    • Risk & AML / CTF

  • Conduct compliance risk assessments and implement mitigation measures.
  • Oversee AML / CTF processes including KYB, KYC, KYT, and CDD.
  • Maintain thorough AML / CTF records and SAR filings as per requirements.

    • Corporate Governance & Audits

  • Ensure adherence to governance frameworks and disclosure requirements.
  • Develop internal compliance monitoring programs and conduct audits.
  • Work with external auditors to maintain regulatory compliance.

    • Training & Culture

  • Promote a compliance-first culture through training and awareness initiatives.
  • Provide compliance guidance to leadership and business stakeholders.

    • Skills & Experience

  • Prior FSRA authorisation is essential.
  • 8+ years’ direct compliance and AML experience within financial services.
  • Proven track record in designing and implementing compliance programs.
  • Previous banking experience preferred; Islamic Finance / Shariah knowledge is a plus.
  • Strong communication, leadership, and problem-solving skills.

    • Qualifications

  • Bachelor’s degree in law, finance, accounting, economics, or business.
  • Professional certifications (CAMS, CISI, ICA) highly desirable.
    • إنشاء تنبيه وظيفي لهذا البحث

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